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Monthly Archives: May 2012

Filing FINRA Arbitration Claims

On behalf of Thomas Costello of Costello Law Group SUMMARY: Virtually all account opening documents signed by investors contain mandatory arbitration agreements, whereby investors (and the brokerage firms) waive their right to trial in a court of law. Thus, to pursue legal action against financial entities, investors are required to file their claims […]

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Search FINRA Arbitration Awards

FINRA offers an online search resource for conducting web-based searches for FINRA and historical NASD arbitration awards. The service is free of charge and available 24/7. Users can research FINRA awards, as well as historical awards for the New York Stock Exchange (NYSE), American Stock Exchange, the Philadelphia Stock Exchange […]

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