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June 9, 2014

Frederick Advisor Steals $1.2 Million Through Wire Transfers

Travis Wetzel, an advisor from Frederick, Maryland was indicted on wire fraud charges last month. Wetzel was the branch operations manager at Research Financial Strategy, an advisory firm located in Rockville, Maryland. Wetzel allegedly embezzled $1,282,224 from a clients of the firm. On May 9, 2014, FINRA permanently barred Wetzel from the securities industry.

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