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Monthly Archives: April 2015

Broker’s Former Daughter-in-Law gets Favorable Award

By Tom Costello of Costello Law Group  Former Stifel broker, Lanis Dale Noble, received an unfavorable FINRA award after his former daughter-in-law accused him of churning and breaching his fiduciary duty. The panel awarded the claimant, Tracy Noble Gilbert, $1.29 million in compensatory damages and an additional $250,000 in attorneys’ fees. Gilbert alleged […]

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Former NFL Player Out $2 Million

By Tom Costello of Costello Law Group  Former NFL player for the Green Bay Packers, Bruce Wilkerson, recently received a $2 million arbitration award against Resource Horizons Group. Unfortunately for Mr. Wilkerson, Resource Horizons Group is out of business and has a total of $6 million in unpaid FINRA arbitration award against the […]

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