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Monthly Archives: November 2015

Arbitration Award Causes Firm to File for Bankruptcy

By Tom Costello of Costello Law Group  A Minneapolis broker-dealer named Fintegra filed for bankruptcy protection after it was found liable for $1.5 million in damages by a FINRA arbitration panel. The arbitration panel made the damage award based upon its findings of unsuitable investment sales and lack of proper supervision. The investment […]

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NHL Player, Former Olympian, and Firefighters are Among those Swindled by Joseph Zada

By Tom Costello of Costello Law Group Joseph Zada, a former financial advisor, was convicted of fifteen counts of fraud after allegedly swindling millions from twenty-eight investors. One of Zada’s most notable clients was former NHL Red Wing player, Sergei Fedorov. Over an 11 year period, Zada allegedly embezzled $43 million from Fedorov. […]

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