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May 24, 2016

Broker to Native American Tribe Charged by FINRA

A Purshe Kaplan investment advisor, Gopi Krishna Vungarala, has been charged by FINRA for lying to his customer, a Native American tribe, in connection with the sale of $190 million worth of non- publicly traded REIT investments. FINRA alleges that Mr. Vungarala’s firm eared $11 million in commissions on the sales.

If you believe you have been victimized by securities fraud, financial malpractice, or theft by a FINRA registered broker, please call the securities attorneys of the Costello Law Group at (877) 418-0003 for a free consultation.

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