Monthly Archives: October 2016

Great Falls, Virginia Broker Ordered to Pay Couple $331,000

By Tom Costello of Costello Law Group  Frederick Baerenz was ordered by a FINRA arbitration panel to pay $331,000 for damages caused by unsuitable investment recommendations to clients. The clients invested $1.3 million with Baernez’s Virginia-based firm, AOG Wealth Management. The clients claim that Baerenz invested a large majority of their money in […]

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Broker Barred for Biosyntec Investments

By Tom Costello of Costello Law Group The Securities and Exchange Commission has ordered Lee Weiss and his brokerage firm, Family Endowment Partners, LLC, to refund $8.4 million to defrauded investors. Additionally, the SEC fined Mr. Weiss $1.5 million and barred him from the securities industry. The SEC believes that Mr. Weiss had […]

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