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October 20, 2016

Great Falls, Virginia Broker Ordered to Pay Couple $331,000

Frederick Baerenz was ordered by a FINRA arbitration panel to pay $331,000 for damages caused by unsuitable investment recommendations to clients. The clients invested $1.3 million with Baernez’s Virginia-based firm, AOG Wealth Management. The clients claim that Baerenz invested a large majority of their money in private placements without fully explaining the risks of such investments.

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