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NYC Broker Disbarment Pending

By Tom Costello of Costello Law Group  Miguel Ortiz, a New York financial advisor, was barred from the securities industry by FINRA after allegations of fraud. FINRA claims that Ortiz falsified account statements and concealed the account value of a joint account held by his one of his customers. The victims believe that […]

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Is Your Broker Honest?

By Tom Costello of Costello Law Group After incidents like the Bernie Madoff scandal, it is extremely hard for investors to trust their brokers. There is no real or possible way to tell if your broker is being 100% honest with you. The Public Investors Arbitration Bar Association (PIABA) recently criticized the Financial […]

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