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compensatory damages

Broker’s Former Daughter-in-Law gets Favorable Award

By Tom Costello of Costello Law Group  Former Stifel broker, Lanis Dale Noble, received an unfavorable FINRA award after his former daughter-in-law accused him of churning and breaching his fiduciary duty. The panel awarded the claimant, Tracy Noble Gilbert, $1.29 million in compensatory damages and an additional $250,000 in attorneys’ fees. Gilbert alleged […]

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