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Local 410-832-8800 Toll Free 877-418-0003

Representing Clients Nationwide – Free Initial Consultations

Local 410-832-8800 
Toll Free 877-418-0003

More Than 25 Years Of Experience —

Representing Clients In Baltimore And Nationwide

More Than 25 Years Of Experience —

Representing Clients In Baltimore And Nationwide


Baltimore Securities & Estate Planning Law Blog

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Baltimore Securities & Estate Planning Law Blog

Selling Away

One of the most dangerous things a broker can do to an investor is selling away. In layman terms, selling away is a private transaction whereby a broker sells a product that is not offered or approved…

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Excessive Trading (Churning)

Excessive trading, also called “churning”, happens when a broker buys and sells a high volume of securities for the purpose of generating commissions in a customer’s account. In doing so, they a…

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Maryland Fiduciary Rule

Legislation proposed in the Maryland Senate, Senate Bill 786 – Financial Consumer Protection Act of 2019, contains a controversial fiduciary rule which defines certain investment professionals a…

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Selling Away

One of the most dangerous things a broker can do to an investor is selling away. In layman terms, selling away is a private transaction whereby a broker sells a product that is not offered or approved…

Continue Reading

Excessive Trading (Churning)

Excessive trading, also called “churning”, happens when a broker buys and sells a high volume of securities for the purpose of generating commissions in a customer’s account. In doing so, they a…

Continue Reading

Maryland Fiduciary Rule

Legislation proposed in the Maryland Senate, Senate Bill 786 – Financial Consumer Protection Act of 2019, contains a controversial fiduciary rule which defines certain investment professionals a…

Continue Reading

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Phone: 410-832-8800   Fax: 410-832-8807   Toll-Free: 877-418-0003

409 Washington Avenue Suite 410 | Towson, MD 21204 | Towson Law Office Map

Phone: 410-832-8800   
Fax: 410-832-8807   
Toll-Free: 877-418-0003

409 Washington Avenue Suite 410
Towson, MD 21204
Towson Law Office Map