Forest Hills Broker Barred

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Forest Hills Broker Barred

Jonathan Spencer Williams, a registered representative from Forest Hills, Maryland, was barred from the securities industry by the Financial Industry Regulatory Authority (FINRA). FINRA barred Williams after he did not provide testimony in a proceeding regarding his U-5. Williams has had five customer disputes, three of which are ongoing.

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By |2019-12-24T11:02:20-05:00January 6th, 2016|Securities|0 Comments

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