Great Falls, Virginia Broker Ordered to Pay Couple $331,000

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Great Falls, Virginia Broker Ordered to Pay Couple $331,000

Frederick Baerenz was ordered by a FINRA arbitration panel to pay $331,000 for damages caused by unsuitable investment recommendations to clients. The clients invested $1.3 million with Baernez’s Virginia-based firm, AOG Wealth Management. The clients claim that Baerenz invested a large majority of their money in private placements without fully explaining the risks of such investments.

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By |2019-12-24T11:02:08-05:00October 20th, 2016|Securities|0 Comments

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