John Carris Investments, LLC Expelled from the Securities Industry along with CEO George Carris

Mar 9, 2015

A Financial Industry Regulatory Authority (FINRA) panel expelled both John Carris Investments, LLC and its CEO, George Carris, for fraud and suitability violations. The allegations of wrongdoing related to a scam which involved the sale of stock and promissory notes in a JCI subsidiary known as “Invictus Capital.” Some John Carris employees were also disciplined and fined by the arbitration panel. In their decision, the panel noted that John Carris had violated numerous industry rules, failed to remit employee payroll taxes, and that the testimony of George Carris was not credible

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