conflicts of interest

SignalPoint Asset Management Fined $215,000 for Failure to Disclose Conflicts

By Tom Costello of Costello Law Group posted in Securities on Wednesday, August 13, 2014. The Securities and Exchange Commission (SEC) fined SignalPoint Asset Management after it allegedly failed to disclose conflicts of interest to their clients. The SEC claimed that SignalPoint misrepresented the source of funds used to start the business. The three principals of […]

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