Close

financial planner

Financial Professional Accepts Plea Deal in Fraud Case

Jacqueline Stanfill, a financial planner from Knoxville, who was charged with multiple felonies, decided to take a plea deal. The charges stemmed from an alleged fraud scheme that cost at least ten investors between $3.5-$9.5 million. Charles Schwab Investment Co. Inc. alerted the Federal Bureau of Investigation that it was […]

Continue Reading

Financial Planner Jailed for Ponzi Scheme

By Tom Costello of Costello Law Group  Financial planner and vice president of Capital Financial Planning, LLC, Frederick Monroe, was arrested for allegedly swindling clients out of $1.26 million. New York State Attorney General Eric Schneiderman believes that Monroe had been operating a Ponzi scheme since 2008. Monroe had clients issue checks to […]

Continue Reading