good faith

LPL Fined after Broker Allegedly Exploits Elderly Woman

By Tom Costello of Costello Law Group  Two investors, a mother and daughter, were awarded $52,062 by a FINRA arbitration panel after they allegedly received unsuitable recommendations from their LPL broker, Samuel Izaguirre. The investors were only claiming about $9,000 in damages, but because of one of the investor’s age and diminished mental […]

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