Broker to Native American Tribe Charged by FINRA

By Tom Costello of Costello Law Group  A Purshe Kaplan investment advisor, Gopi Krishna Vungarala, has been charged by FINRA for lying to his customer, a Native American tribe, in connection with the sale of $190 million worth of non- publicly traded REIT investments. FINRA alleges that Mr. Vungarala’s firm eared $11 million […]