Raymond James

$6 Million Ponzi Scheme may Cost Former Broker 20 Years in Prison

By Tom Costello of Costello Law Group  A former A.G. Edwards, Merrill Lynch, and Raymond James affiliated broker is facing up to twenty years in prison after allegedly running a $6 million Ponzi scheme. Sunil Sharma allegedly raised $8.36 million from investors over a six year period for a day-trading strategy involving high […]

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Raymond James Independent Advisor Barred after Embezzling Nearly $1 million from an Elderly Client

By Tom Costello of Costello Law Group  Jo Ellen Fisher, a former Peoples Bancorp employee and financial advisor for Raymond James, has officially been barred from the securities industry. Fisher was accused of embezzling almost $1 million from an elderly client. Fisher allegedly transferred $924,750 from a trust of the 95 year old […]

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