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Securities and Exchange Commission Related Posts: Trading of Sh

Two Fraud Cases Cost One Broker and His Firm $1 million

By Tom Costello of Costello Law Group Two fraud cases have resulted in a $1 million fine and a permanent bar for the principal of Sage Advisory Group, Benjamin Lee Grant. According to the SEC, when Grant first opened Sage Advisory Group he falsely informed clients that utilizing the services of his new […]

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