Maryland Court Upholds Sanctions Against “Money Guys” Adviser
Earlier this month, the Maryland Court of Special Appeals upheld [...]
GPB Capital Officer Charged with Stealing Information from SEC
The Department of Justice has charged Michael Cohn, former Chief [...]
Philadelphia Investment Manager Arrested
Earlier this fall, the U.S. Securities and Exchange Commission (“SEC”) [...]
Frederick Advisor Steals $1.2 Million Through Wire Transfers
By Tom Costello of Costello Law Group Travis Wetzel, an advisor from Frederick, [...]
Former Broker to A-List Celebrities Faces Fraud Charges
By Tom Costello of Costello Law Group Earlier this year, after allegations of [...]
Towson Broker and Signator Investors Ordered to pay $1.6 million to Three Investors
By Tom Costello of Costello Law Group Signator Investors, a John Hancock company, [...]
Missing Broker Resurfaces After Missing for More Than a Year
By Tom Costello of Costello Law Group Aubrey Lee Price, a Georgia investment [...]